Thomas Candless
Thomas Candless is a registered investment advisor at Ameriprise Financial Services, LLC, based in Greenwich, CT, with 29 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
41 W Putnam Ave, Greenwich, CT, 06830
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas serves as Treasurer on the Board of Directors for Mc Candless since 2015, dedicating minimal time. He also engages in fiduciary activities, such as acting as attorney-in-fact or trustee.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Deutsche Bank Securities INC.Broker
Keefe, Bruyette & Woods, INC.Broker
Cibc World Markets CORP.Broker
Natwest Securities CorporationBroker
Painewebber IncorporatedBroker
Goldman, Sachs & CO.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.