Albert Otto
Albert Otto is a registered investment advisor at Verity Asset Management, based in Marietta, GA, with 23 years of industry experience. Albert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 5,838 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $150K | 1.20% |
| $150K - $250K | 1.15% |
| $250K - $500K | 0.95% |
| $500K - $750K | 0.75% |
| $750K - $1.0M | 0.60% |
| $1.0M - $2.5M | 0.50% |
| $2.5M+ | 0.45% |
Enhanced Income Model charges a flat 0.60% and Tax-Exempt Income Model charges a flat 0.90%. Certain models carry additional strategy-specific management fees.
Fee Estimator
Location
Marietta, GA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Albert is a sales solicitor for Access Retirement Solutions and sells a book, dedicating minimal time. He is also a director for the Center for Board Certified Fiduciaries, spending about 10-20% of his time. Finally, Albert is an independent contractor for Verity Financial Group, Inc., selling insurance and annuity products, though he currently dedicates no time to this.
Employment History
Current Registrations
Verity Asset Management
Previous Registrations
Shepherd Kaplan LLC
Onefiduciary Group, LLC
Securian Financial Services, INC.
Metlife Securities INC.
Wachovia Securities Financial Network, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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