MH
MH

Miles Hardin

42 Years of Experience
Memphis, TN
Broker

Miles Hardin is a registered investment advisor at LPL Financial LLC, based in Memphis, TN, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

5050 Poplar Avenue, Suite 2412, Memphis, TN, 38157

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Miles operates Hardin Wealth Management as a DBA for his LPL business since 2005. This activity is investment-related and conducted at the reported business location.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2005 - Present · 20 yrs 7 mos
LPL Financial LLC
October 2005 - Present · 20 yrs 7 mos
Previous Registrations
Legg Mason Wood Walker INC
February 2004 - October 2005 · 1 yr 8 mos
Legg Mason Wood Walker, IncorporatedBroker
September 2000 - October 2005 · 5 yrs 1 mo
Painewebber IncorporatedBroker
August 2000 - September 2000 · 1 mo
J.C. Bradford & CO.Broker
May 1983 - August 2000 · 17 yrs 3 mos
State Registrations14 states
ARCACODCFLGAKYMDMSNYOHTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.