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Oscar Hernandez

Morgan Stanley
43 Years of Experience
Mandeville, LA
1 DisclosureBroker
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Oscar Hernandez is a registered investment advisor at Morgan Stanley, based in Mandeville, LA, with 43 years of industry experience. Oscar is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

1261 West Causeway Approach, Mandeville, LA, 70471

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Oscar is a commissioner for St. Tammany Corp since 2019, dedicating minimal time. He is also a finance committee member for the same corporation, spending minimal time helping with the budget and reviewing financial statements.

Employment History
Current Registrations
Morgan StanleyBroker
March 2021 - Present · 5 yrs 7 mos
Morgan Stanley
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2013 - April 2021 · 8 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
February 2013 - April 2021 · 8 yrs 2 mos
Morgan Stanley
November 2010 - March 2013 · 2 yrs 4 mos
Morgan StanleyBroker
June 2009 - March 2013 · 3 yrs 9 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
October 1988 - February 2006 · 17 yrs 4 mos
Howard, Weil, Labouisse, Friedrichs INC.Broker
January 1988 - October 1988 · 9 mos
Drexel Burnham Lambert IncorporatedBroker
June 1983 - January 1988 · 4 yrs 7 mos
State Registrations41 states
AKALARAZCACOCTDCFLGAHIIAIDILINKSLAMAMDMIMNMOMSMTNCNDNENJNMNVNYOKORPASCTNTXVAWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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