RW
ChFC
RW
ChFC
Richard Wilson is a ChFC-designated registered investment advisor at Morgan Stanley, based in Mandeville, LA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1261 West Causeway Approach, Mandeville, LA, 70471
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Regulatory History (1)
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Customer Dispute
December 2009Settled
Other Business Activities
Richard is a sole proprietor and owner of a rental property in Mandeville, LA since 2017. He spends minimal time on this investment-related activity outside of business hours.
Employment History
Current Registrations
Morgan Stanley
November 2010 - Present · 15 yrs 6 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
June 2001 - June 2009 · 8 yrs
AXA Advisors, LLCBroker
September 1987 - July 2001 · 13 yrs 10 mos
The Equitable Life Assurance Society of the United StatesBroker
September 1987 - January 2000 · 12 yrs 4 mos
State Registrations35 states
ALARAZCACOCTDCFLGAILINKSKYLAMAMDMIMNMSNCNJNVNYOHOKORPASCTNTXUTVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.