David Viola
David Viola is a registered investment advisor at Wells Fargo Advisors, based in Collegeville, PA, with 42 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
555 Second Avenue, Suite D-300, Collegeville, PA, 19426
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2004Customer Dispute
August 2002Customer Dispute
March 2002Other Business ActivitiesSells Insurance
David owns rental property and is a landlord, dedicating minimal time. He is also a financial advisor for Princeton Harriman Insurance Solutions, spending a few hours per week on insurance business.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Advisors, LLC
Wells Fargo Clearing Services, LLCBroker
First Union Capital Markets CORP.Broker
Dean Witter Reynolds INC.Broker
The Great-West Life Assurance CompanyBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.