Michael Frederick is a CFP, ChFC-designated registered investment advisor, based in Collegeville, PA, with 26 years of industry experience.
Location
100 Springhouse Drive, Suite 102, Collegeville, PA, 19426
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael is the treasurer of Upper Frederick Fire Company, a non-investment related activity.
Employment History
Current Registrations
J. Alden Associates, INC.Broker
June 2020 - Present · 5 yrs 10 mos
Alden Capital
June 2020 - Present · 5 yrs 10 mos
Previous Registrations
Alden Capital
June 2020 - June 2020 · 0 mos
Triad Advisors LLCBroker
December 2018 - July 2020 · 1 yr 7 mos
Triad Hybrid Solutions, LLC
December 2018 - July 2020 · 1 yr 7 mos
Wells Fargo Clearing Services, LLC
August 2016 - December 2018 · 2 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2009 - December 2018 · 9 yrs 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2000 - January 2005 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1999 - January 2009 · 9 yrs 3 mos
State Registrations7 states
CACTFLNJNYOHPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.