Mark Lopez
Mark Lopez is a registered investment advisor at Cetera Investment Advisers LLC, based in Missoula, MT, with 42 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2419 Mullan Road, Suite B, Missoula, MT, 59808
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark sells fixed insurance through various carriers, dedicating about 10-20% of his time to this investment-related activity. He also sells and services group life and disability insurance and is the owner/president of Legacy Wealth Management LLC, working nearly full-time in this role. Mark also owns a rental property through LOVIS LLC.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Avantax Planning Partners, INC.
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
1st Global Advisors INC
1st Global Capital CORP.Broker
Symetra Investment Services, INC.Broker
Washington Square Securities, INC.Broker
State Registrations17 states
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