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Susan Morse

42 Years of Experience
Melbourne, FL
3 DisclosuresBroker

Susan Morse is a registered investment advisor at UBS Financial Services INC., based in Melbourne, FL, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

6905 N. Wickham Road, Suite 200, Melbourne, FL, 32940

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2024
Final
Customer Dispute
March 2003
Denied
Customer Dispute
June 1991
Award / Judgment
Other Business Activities

Susan is a co-owner of SBS Precision Sheetmetal, a family business, and owns a rental property in Florida. She also serves as Secretary for SBS Precision Sheet Metal, a sole proprietorship involved in metal and mining industries, dedicating her time to producing metal products since 2003.

Employment History
Current Registrations
UBS Financial Services INC.Broker
August 2014 - Present · 11 yrs 11 mos
UBS Financial Services INC.
August 2014 - Present · 11 yrs 11 mos
Previous Registrations
Morgan Stanley
June 2009 - August 2014 · 5 yrs 2 mos
Morgan StanleyBroker
June 2009 - August 2014 · 5 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2001 - April 2007 · 5 yrs 7 mos
Morgan Stanley Dw INC.Broker
September 2001 - April 2007 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1999 - October 2001 · 2 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
March 1985 - May 1999 · 14 yrs 2 mos
Blinder, Robinson & Co.,inc.Broker
October 1984 - March 1985 · 5 mos
John Hancock Distributors, INC.Broker
September 1983 - October 1984 · 1 yr 1 mo
State Registrations28 states
ALCACOCTDEFLGAHIILINKYMAMDMNNCNHNJNVNYOHPARISCTNTXUTVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Susan Morse - Financial Advisor | TrueAdvisor