DG
DG

Deborah Goode

38 Years of Experience
Syracuse, NY
Broker

Deborah Goode is a registered investment advisor at RBC Capital Markets, LLC, based in Syracuse, NY, with 38 years of industry experience. Deborah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

5786 Widewaters Pkwy, Suite 2, Syracuse, NY, 13214-3500

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
February 2024 - Present · 2 yrs 3 mos
RBC Capital Markets, LLC
February 2024 - Present · 2 yrs 3 mos
RBC Capital Markets, LLCBroker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2021 - February 2024 · 2 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
May 2008 - February 2024 · 15 yrs 9 mos
UBS Financial Services INC.Broker
July 1991 - May 2008 · 16 yrs 10 mos
Independent Financial Securities, INC.Broker
January 1991 - June 1991 · 5 mos
Scott & Stringfellow Investment CorporationBroker
October 1989 - December 1990 · 1 yr 2 mos
Investment Corporation of VirginiaBroker
April 1987 - October 1989 · 2 yrs 6 mos
State Registrations34 states
AKAZCACOCTDCDEFLGAIAILINLAMAMDMEMINCNDNHNJNVNYOHORPARISCTNTXUTVAVTWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.