DW
DW

Douglas Wilson

42 Years of Experience
Worcester, MA
Broker

Douglas Wilson is a registered investment advisor at Morgan Stanley, based in Worcester, MA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

100 Front Street, Worcester, MA, 01608

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Douglas is associated with a trust established in June 2017. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Morgan Stanley
October 2020 - Present · 5 yrs 7 mos
Morgan StanleyBroker
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
June 2009 - October 2020 · 11 yrs 4 mos
UBS Financial Services INC.Broker
February 2009 - October 2020 · 11 yrs 8 mos
Citigroup Global Markets INC.Broker
February 2006 - March 2009 · 3 yrs 1 mo
Legg Mason Wood Walker, IncorporatedBroker
October 1997 - February 2006 · 8 yrs 4 mos
Oftring & Company, INC.Broker
January 1989 - September 1997 · 8 yrs 8 mos
A. G. Edwards & Sons, INC.Broker
February 1988 - November 1988 · 9 mos
Shearson Lehman Hutton INC.Broker
February 1987 - March 1988 · 1 yr 1 mo
Michael C. Talley & CO., INC.Broker
March 1984 - January 1987 · 2 yrs 10 mos
First Jersey Securities, INC.Broker
May 1983 - March 1984 · 10 mos
State Registrations30 states
ALAZCACOCTDCDEFLILMAMDMEMIMNNCNHNJNMNYOHORPARISCSDTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.