Louis Croce is a registered investment advisor at Morgan Stanley, based in jupiter, FL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
jupiter, FL
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Regulatory History (1)
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Customer Dispute
September 2002Settled
Employment History
Current Registrations
Morgan Stanley
April 2021 - Present · 5 yrs 1 mo
Morgan Stanley
April 2021 - Present · 5 yrs 1 mo
Morgan StanleyBroker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
October 2004 - April 2021 · 16 yrs 6 mos
UBS Financial Services INC.Broker
October 1994 - April 2021 · 26 yrs 6 mos
Kidder, Peabody & CO. IncorporatedBroker
September 1990 - October 1994 · 4 yrs 1 mo
Smith Barney, Harris Upham & CO., IncorporatedBroker
June 1988 - September 1990 · 2 yrs 3 mos
Oppenheimer & CO., INC.Broker
September 1986 - June 1988 · 1 yr 9 mos
Moseley Securities CorporationBroker
January 1984 - October 1986 · 2 yrs 9 mos
State Registrations31 states
AKAZCACOCTFLGAILINKSMAMDMEMIMNNCNHNJNYOHOKORPARISCSDTXUTVAVTWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.