FS
ChFC
FS
ChFC

Francis Surette

43 Years of Experience
McLean, VA
1 DisclosureBrokerSells Insurance

Francis Surette is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in McLean, VA, with 43 years of industry experience. Francis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8444 Westpark Dr, Suite 900, McLean, VA, 22102

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Denied
Other Business ActivitiesSells Insurance

Francis is involved in sales of life, health, and group life insurance since 1982, dedicating minimal time to this activity. This activity is investment-related.

Employment History
Current Registrations
MML Investors Services, LLC
February 2013 - Present · 13 yrs 8 mos
MML Investors Services, LLC
January 2013 - Present · 13 yrs 9 mos
MML Investors Services, LLCBroker
January 2013 - Present · 13 yrs 9 mos
Previous Registrations
Eagle Strategies LLC
October 2011 - January 2013 · 1 yr 3 mos
Nylife Securities LLCBroker
September 2011 - January 2013 · 1 yr 4 mos
MML Investors Services, LLC
June 2001 - September 2011 · 10 yrs 3 mos
MML Investors Services, LLCBroker
May 2001 - September 2011 · 10 yrs 4 mos
Signator Investors, INC.Broker
June 1983 - June 2001 · 18 yrs
John Hancock Mutual Life Insurance CompanyBroker
June 1983 - May 1997 · 13 yrs 11 mos
State Registrations13 states
DCFLGAMAMDNCNHORRITNVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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