KA
KA

Kent Ashley

33 Years of Experience
McLean, VA
2 DisclosuresBrokerSells Insurance

Kent Ashley is a registered investment advisor at MML Investors Services, LLC, based in McLean, VA, with 33 years of industry experience. Kent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

Loading...

Location

8444 Westpark Dr, Suite 900, McLean, VA, 22102

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
September 2014
Judgment / Lien
May 2009
Other Business ActivitiesSells Insurance

Kent is an insurance agent for various carriers, selling life, long-term care, and health insurance products since 2011. This takes about a quarter of his time.

Employment History
Current Registrations
MML Investors Services, LLC
June 2001 - Present · 24 yrs 11 mos
MML Investors Services, LLCBroker
May 2001 - Present · 25 yrs
MML Investors Services, LLC
May 2001 - Present · 25 yrs
Previous Registrations
Signator Investors, INC.Broker
May 1997 - April 2001 · 3 yrs 11 mos
John Hancock Mutual Life Insurance CompanyBroker
July 1992 - May 1997 · 4 yrs 10 mos
John Hancock Distributors, INC.Broker
July 1992 - February 1994 · 1 yr 7 mos
State Registrations7 states
FLILMDNCPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.