MK
MK

Mark Keith

41 Years of Experience
Oak Lawn, IL
1 DisclosureBroker

Mark Keith is a registered investment advisor at Ameriprise Financial Services, LLC, based in Oak Lawn, IL, with 41 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

10240 S Cicero Ave, Oak Lawn, IL, 60453-4044

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2004
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2026 - Present · 4 mos
Huntington Financial Advisors
July 2017 - Present · 9 yrs 3 mos
The Huntington Investment CompanyBroker
June 2017 - Present · 9 yrs 4 mos
Previous Registrations
PNC InvestmentsBroker
September 2016 - May 2017 · 8 mos
Allstate Financial Services, LLCBroker
April 2006 - August 2016 · 10 yrs 4 mos
Oneamerica Securities, INC.Broker
September 2003 - December 2005 · 2 yrs 3 mos
Locust Street Securities, INC.Broker
January 2000 - July 2002 · 2 yrs 6 mos
The Lincoln National Life Insurance CompanyBroker
November 1998 - January 2000 · 1 yr 2 mos
Lincoln Financial Advisors CorporationBroker
November 1998 - January 2000 · 1 yr 2 mos
Cadaret, Grant & CO., INC.Broker
February 1998 - November 1998 · 9 mos
Locust Street Securities, INC.Broker
September 1993 - February 1998 · 4 yrs 5 mos
John Hancock Distributors, INC.Broker
July 1992 - September 1993 · 1 yr 2 mos
John Hancock Mutual Life Insurance CompanyBroker
July 1992 - September 1993 · 1 yr 2 mos
Metropolitan Life Insurance CompanyBroker
August 1988 - June 1992 · 3 yrs 10 mos
Metlife Securities INC.Broker
August 1988 - June 1992 · 3 yrs 10 mos
John Hancock Distributors, INC.Broker
August 1983 - June 1988 · 4 yrs 10 mos
State Registrations13 states
AZCAFLIAILINKYMIOHSCTNWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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