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Hyongsuk Pau

The Wealth Consulting Group
36 Years of Experience
Cupertino, CA
3 DisclosuresBroker
View SEC Summary
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Hyongsuk Pau is a registered investment advisor at The Wealth Consulting Group, based in Cupertino, CA, with 36 years of industry experience. Hyongsuk is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 12,940 clients with $6.3B in assets under management.

The Wealth Consulting Group
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
131 advisors
Number of Clients
12,940 clients
Average Client Portfolio
$485K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum annual fee is 2.50% of assets under management. Fees are negotiable based on account size, complexity, and services required, and vary by representative and platform.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

21070 Homestead Road, Suite 210, Cupertino, CA, 95014

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2013
Denied
Customer Dispute
June 2012
Settled
Customer Dispute
July 2009
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Hyongsuk is involved in real estate rental properties and is a registered investment advisor with WCG Wealth Advisors, LLC, operating under the DBA The Wealth Consulting Group. His work with WCG Wealth Advisors takes nearly full-time hours.

Employment History
Current Registrations
The Wealth Consulting Group
January 2016 - Present · 10 yrs 9 mos
LPL Financial LLCBroker
May 1998 - Present · 28 yrs 5 mos
LPL Financial LLC
May 1998 - Present · 28 yrs 5 mos
Previous Registrations
LPL Financial LLC
August 2005 - September 2016 · 11 yrs 1 mo
John Hancock Distributors, INC.Broker
November 1994 - May 1998 · 3 yrs 6 mos
John Hancock Mutual Life Insurance CompanyBroker
November 1994 - May 1997 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1984 - April 1988 · 3 yrs 6 mos
Isfa CorporationBroker
December 1983 - September 1984 · 9 mos
State Registrations8 states
ALCAHINJNYOHTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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