Lan Tran
Lan Tran is a registered investment advisor at The Wealth Consulting Group, based in Cupertino, CA, with 31 years of industry experience. Lan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 12,940 clients with $6.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum annual fee is 2.50% of assets under management. Fees are negotiable based on account size, complexity, and services required, and vary by representative and platform.
Fee Estimator
Location
21070 Homestead Road, Suite 210, Cupertino, CA, 95014
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2012Other Business Activities
Lan is a registered investment advisor DBA The Wealth Consulting Group since 2016, dedicating nearly full-time hours. Lan is also a registered investment advisor hybrid, spending about a quarter of their time on this activity.
Employment History
Current Registrations
The Wealth Consulting Group
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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