TrueAdvisor
TrueAdvisor
RW
ChFC
RW
ChFC

Roger Werling

Spc
43 Years of Experience
Fort Wayne, IN
BrokerSells Insurance
View SEC Summary
View SEC Summary

Roger Werling is a ChFC-designated registered investment advisor at Spc, based in Fort Wayne, IN, with 43 years of industry experience. Roger is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.

Spc
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
474 advisors
Number of Clients
30,916 clients
Average Client Portfolio
$197K average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6315 Mutual Drive, Suite H, Fort Wayne, IN, 46825

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Roger is licensed to sell all lines of insurance, including fixed index annuities, through appointments with various insurance companies. This activity is insurance-related.

Employment History
Current Registrations
Sigma Financial CorporationBroker
November 2011 - Present · 14 yrs 11 mos
Spc
November 2011 - Present · 14 yrs 11 mos
Previous Registrations
Lincoln Financial Advisors Corporation
December 1998 - November 2011 · 12 yrs 11 mos
Lincoln Financial Advisors CorporationBroker
July 1983 - November 2011 · 28 yrs 4 mos
The Lincoln National Life Insurance CompanyBroker
July 1983 - June 2006 · 22 yrs 11 mos
Lincoln National Pension Insurance CompanyBroker
July 1983 - January 1989 · 5 yrs 6 mos
State Registrations6 states
CADCFLINMIOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Fort Wayne, IN →All financial advisors in Indiana →