CG
CG

Catherine Guidera

41 Years of Experience
New York, NY
Broker

Catherine Guidera is a registered investment advisor at Morgan Stanley, based in New York, NY, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 28th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Catherine is a partner in King Street Baking Co., LLC since 2018 and King Street Kitchen LLC since 2017, both manufacturing businesses. She spends minimal time on King Street Baking Co., LLC and a few hours per week on King Street Kitchen LLC.

Employment History
Current Registrations
Morgan Stanley
July 2022 - Present · 3 yrs 10 mos
Morgan StanleyBroker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
August 2014 - July 2022 · 7 yrs 11 mos
UBS Financial Services INC.Broker
August 2014 - July 2022 · 7 yrs 11 mos
Wells Fargo Advisors, LLCBroker
February 2012 - August 2014 · 2 yrs 6 mos
Wells Fargo Advisors, LLC
February 2012 - August 2014 · 2 yrs 6 mos
Morgan Stanley Smith Barney LLC
June 2009 - March 2012 · 2 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2012 · 2 yrs 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2002 - April 2007 · 4 yrs 10 mos
Morgan Stanley Dw INC.Broker
July 1995 - April 2007 · 11 yrs 9 mos
Lehman Brothers INC.Broker
August 1984 - August 1995 · 11 yrs
State Registrations42 states
AKAZCACOCTDCDEFLGAHIILINKSKYLAMAMDMEMIMNMOMSNCNHNJNMNVNYOHORPAPRRISCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.