Karen Cunningham
Karen Cunningham is a ChFC-designated registered investment advisor at Kestra Advisory Services, LLC, based in Oklahoma City, OK, with 42 years of industry experience. Karen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 97,702 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Advisory Services' (Kestra AS) fees for managing your investments are a percentage of the value of your portfolio, up to a maximum of 2.5% per year. The exact percentage is determined by your advisor based on factors like the size of your account, the type of account (e.g., retirement), the services you receive, and the platform you choose. These fees are negotiable.
Kestra AS offers different advisory platforms with varying program fees that are deducted from the client fee you negotiate with your advisor. These platforms include AdvisorEnterprise, Horizon, and AdvisorChoice. Each platform has different features, costs, and minimum account sizes.
There are also third-party managed solutions available through platforms like Focus Partners Advisor Solutions, Symmetry Partners, SEI and AssetMark.
Location
12436 St. Andrews Dr., Oklahoma City, OK, 73120
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2022Customer Dispute
February 2018Customer Dispute
October 1998Other Business Activities
Karen is president and employee of Oklahoma Financial Center, Inc., dedicating nearly full-time hours to registered representative activities. She is also an Investment Advisor Representative with Kestra Advisory Services, LLC, and a managing member of two real estate LLCs, a board member at First National Bank of Oklahoma, a manager at Trinity Financial Services, and a member of CH Equine Investments LLC.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
NFP Advisor Services, LLC
The Advisors Group, INC.Broker
Mutual Service CorporationBroker
Lowry Financial Services CorporationBroker
Manequity, INC.Broker
Philadelphia Life Asset Planning CompanyBroker
Southwestern Management & Research CorporationBroker
New York Life Securities CORP.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.