LH
ChFC
LH
ChFC

Larnce Hicks

36 Years of Experience
Oklahoma City, OK
BrokerSells Insurance

Larnce Hicks is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Oklahoma City, OK, with 36 years of industry experience. Larnce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

6301 Waterford Blvd, Suite 440, Oklahoma City, OK, 73118-1157

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Larnce may earn commissions from insurance companies for selling non-variable life, health, annuity, and/or disability income insurance products. These insurance companies are not affiliated with Northwestern Mutual.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2005 - Present · 21 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
May 1989 - Present · 37 yrs
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
May 1989 - January 2002 · 12 yrs 8 mos
State Registrations12 states
AKARCOFLMIMNMTOKORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Larnce Hicks - Financial Advisor | TrueAdvisor