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Allen Hegener

Nfsg Corporation
43 Years of Experience
Bradenton, FL
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Allen Hegener is a registered investment advisor at Nfsg Corporation, based in Bradenton, FL, with 43 years of industry experience. Allen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 3,096 clients with $1.1B in assets under management.

Nfsg Corporation
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
76 advisors
Number of Clients
3,096 clients
Average Client Portfolio
$350K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$25K
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fee is up to 2%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Bradenton, FL

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
August 2024
Customer Dispute
February 1987
Settled
Employment Separation After Allegations
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Allen is the President of Hegener Risk Management, where he works full-time on registered representative activities through New Bridge Securities. He also dedicates about 10-20% of his time to insurance analysis and sales of life, disability, and health insurance.

Employment History
Current Registrations
Nfsg Corporation
May 2021 - Present · 5 yrs 5 mos
Newbridge Securities Corporation
May 2021 - Present · 5 yrs 5 mos
Newbridge Securities CorporationBroker
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Kestra Advisory Services, LLC
June 2019 - March 2021 · 1 yr 9 mos
Kestra Investment Services, LLCBroker
April 2019 - March 2021 · 1 yr 11 mos
Stifel, Nicolaus & Company, Incorporated
September 2010 - April 2019 · 8 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
September 2010 - April 2019 · 8 yrs 7 mos
Robert W. Baird & CO. Incorporated
February 2007 - September 2010 · 3 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
February 2007 - September 2010 · 3 yrs 7 mos
A. G. Edwards & Sons, INC.
July 1994 - February 2007 · 12 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
March 1987 - February 2007 · 19 yrs 11 mos
Prudential-Bache Securities INC.Broker
October 1984 - March 1987 · 2 yrs 5 mos
Integrated Resources Equity CorporationBroker
February 1984 - October 1984 · 8 mos
Nel Equity Services CorporationBroker
June 1983 - January 1984 · 7 mos
State Registrations7 states
CAFLGAMINCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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