TrueAdvisor
TrueAdvisor
KN
KN

Kenneth Nutt

Spc
43 Years of Experience
Sterling Heights, MI
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Kenneth Nutt is a registered investment advisor at Spc, based in Sterling Heights, MI, with 43 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.

Spc
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
474 advisors
Number of Clients
30,916 clients
Average Client Portfolio
$197K average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

43928 Mound Road, Sterling Heights, MI, 48314

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 1998
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kenneth operates under the name Nutt and Nutt Investment Planners and sells various insurance products through different insurance companies. He is also a member/investor in Camera Comrade and a board member of The Robby Atherton Foundation, dedicating minimal time to each.

Employment History
Current Registrations
Spc
October 2009 - Present · 17 yrs
Sigma Financial CorporationBroker
November 2005 - Present · 20 yrs 11 mos
Previous Registrations
Michigan Securities, INC.Broker
July 2004 - November 2005 · 1 yr 4 mos
Leonard & CompanyBroker
March 1998 - June 2004 · 6 yrs 3 mos
Jefferson Pilot Securities CorporationBroker
March 1989 - February 1998 · 8 yrs 11 mos
Travelers Equities Sales, INC.Broker
August 1987 - February 1989 · 1 yr 6 mos
Jefferson Pilot Securities CorporationBroker
May 1983 - February 1998 · 14 yrs 9 mos
State Registrations5 states
FLMDMIMOTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Sterling Heights, MI →All financial advisors in Michigan →