Teresa Soppet is a registered investment advisor at RBC Capital Markets, LLC, based in Palos Heights, IL, with 41 years of industry experience. Teresa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
7420 West College Drive, Suite 200, Palos Heights, IL, 60463
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Teresa serves on the board of directors for Women Employed, a non-profit women's advocacy organization, since 2011. She helps develop fundraising strategies, dedicating minimal time to this role.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Oppenheimer & CO. INC.
Oppenheimer Asset Management
Oppenheimer & CO. INC.Broker
Fahnestock Asset Management
Cibc World Markets CORP.
Cibc World Markets CORP.Broker
Cibc Oppenheimer CORP.Broker
Painewebber IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
Bear, Stearns & CO. INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Kidder, Peabody & CO. IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations36 states
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