S. Gale
S. Gale is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Scottsdale, AZ, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
14636 N Scottsdale Rd, Scottsdale, AZ, 85254
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Regulatory History (2)
Customer Dispute
November 2002Criminal
October 1982Other Business Activities
Scott assists in organizing a golf tournament for Fresh Start Women's Foundation, a non-profit organization. He is also a managing member of Adobeview42, LLC, Four Peaks, LLC, Gale Business Group, and Palomino Business Group, LLC, which hold real estate; the Palomino Business Group generates rental income.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.