AZ
AZ

Abtin Zarrabi

40 Years of Experience
Scottsdale, AZ
1 DisclosureBroker

Abtin Zarrabi is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Scottsdale, AZ, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

23655 N Scottsdale Rd, Scottsdale, AZ, 85255

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
December 1977
Final Disposition
Other Business Activities

Abtin is the owner of ACZ Holdings LLC, a limited liability company, since October 2023. He dedicates minimal time to this activity for personal asset protection.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2013 - Present · 12 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2013 - Present · 12 yrs 9 mos
Previous Registrations
Morgan Stanley
June 2009 - August 2013 · 4 yrs 2 mos
Morgan StanleyBroker
June 2009 - August 2013 · 4 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 1996 - April 2007 · 10 yrs 8 mos
Morgan Stanley Dw INC.Broker
November 1995 - April 2007 · 11 yrs 5 mos
Painewebber IncorporatedBroker
October 1985 - October 1995 · 10 yrs
State Registrations18 states
AZCACOGAHIIDMANCNENVNYOKORPATXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Abtin Zarrabi - Financial Advisor | TrueAdvisor