BF
BF
Barbara Finder is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
233 S Wacker Dr., Suite 8600, Chicago, IL, 60606
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Regulatory History (3)
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Customer Dispute
March 2010Settled
Customer Dispute
March 2002Denied
Customer Dispute
April 1992Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
December 1997 - June 2009 · 11 yrs 6 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
January 1989 - July 1993 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1984 - January 1989 · 4 yrs 9 mos
E. F. Hutton & Company INCBroker
November 1983 - September 1984 · 10 mos
State Registrations34 states
ARAZCACOCTFLGAHIIAIDILINMAMDMEMIMNNCNJNMNVNYOHOKORPASCTNTXUTVAVirgin IslandsWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.