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Gregory Franks

Snowden Capital Advisors LLC
42 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
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Gregory Franks is a registered investment advisor at Snowden Capital Advisors LLC, based in New York, NY, with 42 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 6,021 clients with $8.9B in assets under management.

Snowden Capital Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
6,021 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$8.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Minimum Annual Fee:$2,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiated on a client-by-client basis. Wrap fees typically range from 0.20% to 2.50% of assets under management. Unbundled advisory fees may be up to 3.00% per annum.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

540 Madison Ave., 9th Floor, New York, NY, 10022

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 1997
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gregory is the 100% owner of Indian Mountain Capital LLC, holding personal assets, but spends no time on it. He is also the President of Snowden Capital Advisors LLC, responsible for wealth advisory business, dedicating nearly full-time hours, and a partial owner of Snowden Capital Partners LLC, an investment holding company, spending a few hours per week.

Employment History
Current Registrations
Snowden Capital Advisors LLC
January 2015 - Present · 11 yrs 9 mos
Snowden Account Services LLCBroker
August 2012 - Present · 14 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2001 - January 2012 · 10 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1983 - May 1991 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1983 - January 2012 · 28 yrs 7 mos
State Registrations18 states
ALCACTFLILMAMDMEMIMONCNJNVNYPASDTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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