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Phillip Pedrena

Snowden Capital Advisors LLC
19 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
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Phillip Pedrena is a registered investment advisor at Snowden Capital Advisors LLC, based in New York, NY, with 19 years of industry experience. Phillip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 6,021 clients with $8.9B in assets under management.

Snowden Capital Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
122 advisors
Number of Clients
6,021 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$8.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Minimum Annual Fee:$2,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiated on a client-by-client basis. Wrap fees typically range from 0.20% to 2.50% of assets under management. Unbundled advisory fees may be up to 3.00% per annum.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

540 Madison Ave., 9th Floor, New York, NY, 10022

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History

Regulatory History (1)
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Financial
August 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Phillip is a Managing Director at Snowden Capital Advisors LLC, an investment advisor, dedicating nearly full-time hours. He also serves as a Managing Director at Snowden Account Services, Inc, a broker-dealer, spending about 20% of his time.

Employment History
Current Registrations
Snowden Capital Advisors LLC
January 2015 - Present · 11 yrs 9 mos
Snowden Account Services LLCBroker
October 2014 - Present · 12 yrs
Previous Registrations
Snowden Capital Advisors LLC
December 2014 - December 2014 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2008 - October 2014 · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2008 - October 2014 · 6 yrs 1 mo
Morgan Stanley & CO. Incorporated
August 2007 - July 2008 · 11 mos
Morgan Stanley & CO. IncorporatedBroker
July 2007 - July 2008 · 1 yr
State Registrations16 states
AZCACTFLILLAMANCNHNJNVNYPATNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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