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Walter Bomgren

Cetera Investment Advisers LLC
43 Years of Experience
Woodbury, MN
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Walter Bomgren is a registered investment advisor at Cetera Investment Advisers LLC, based in Woodbury, MN, with 43 years of industry experience. Walter is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

Woodbury, MN

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2001
Settled
Customer Dispute
March 2000
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Walter is an investment advisory representative for AdvisorNet Financial Inc. and a registered representative for AdvisorNet Financial, Inc., dedicating full-time hours to these roles. He also sells life insurance, annuities, and long-term care as an insurance agent, and serves as treasurer and president for committees at North Heights Lutheran Church, spending minimal time on these activities.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Advisornet Wealth Partners
April 2017 - Present · 9 yrs 6 mos
Cetera Wealth Services, LLCBroker
April 2017 - Present · 9 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLC
April 2017 - June 2023 · 6 yrs 2 mos
Morgan Stanley
December 2010 - April 2017 · 6 yrs 4 mos
Morgan StanleyBroker
June 2009 - April 2017 · 7 yrs 10 mos
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2004 - January 2009 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2001 - January 2009 · 8 yrs
AXA Advisors, LLCBroker
July 1983 - January 2001 · 17 yrs 6 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1983 - January 2000 · 16 yrs 6 mos
State Registrations7 states
AZCOFLMNORTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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