Vincent Lloyd
Vincent Lloyd is a PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Woodbury, MN, with 16 years of industry experience. Vincent is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Woodbury, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Vincent is involved in several accounting and tax preparation roles, including with MN CPA Society, VJL CPA - Taxfyle, Vincent J. Lloyd, CPA, VJ Lloyd, Tax Expert, and Intuit. These activities range from minimal time commitment to full-time, primarily focused on providing accounting and tax advisory services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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