JM
JM
John Marmion is a registered investment advisor, based in Phoenix, AZ, with 43 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Phoenix, AZ
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Regulatory History (2)
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Regulatory
June 2023Final
Customer Dispute
September 1998Settled
Other Business ActivitiesSells Insurance
John is the treasurer for Sawmill Creek Villas Condo and Biltmore Court 2 Condo Association, spending minimal time on each. He is also a co-owner of Turas Wealth Partners, where he dedicates nearly full-time hours to financial planning and investment management, which is investment-related and may include insurance sales.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
March 2025 - Present · 1 yr 7 mos
Kestra Private Wealth Services, LLC
March 2025 - Present · 1 yr 7 mos
Kestra Investment Services, LLC
March 2025 - Present · 1 yr 7 mos
Previous Registrations
UBS Financial Services INC.
November 2012 - April 2025 · 12 yrs 5 mos
UBS Financial Services INC.Broker
November 2012 - April 2025 · 12 yrs 5 mos
Wells Fargo Advisors, LLCBroker
July 2003 - November 2012 · 9 yrs 4 mos
Wells Fargo Advisors, LLC
July 2003 - November 2012 · 9 yrs 4 mos
Prudential Securities IncorporatedBroker
December 1990 - July 2003 · 12 yrs 7 mos
Prudential Securities Incorporated
December 1990 - July 2003 · 12 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1983 - December 1990 · 7 yrs 6 mos
State Registrations13 states
AZCOCTFLGAMTNCNJNVNYOHTXWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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