Brian Onofrio
Brian Onofrio is a registered investment advisor at LPL Financial LLC, based in Branford, CT, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
420 East Main Street Unit 11, Branford, CT, 06405
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is involved in several business activities, including Summit Services LLC, Summit Funding LLC, Summit Planning Group LLC, Summit Realty Group LLC (real estate rental), Non-Variable Insurance, and Brian Onofrio CPA (tax prep/accounting). He also provides financial planning and consulting services through Summit Planning Group LLC, dedicating about 10-20% of his time to this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Fs, INC.
Summit Asset Management, LLC
Independent Advisers Group CORP
Summit Planning Group, LLC
Osaic Fs, INC.Broker
Cigna Financial Advisors,inc.Broker
Greenwich Equities, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.