Matthew Fleming is a CFP-designated registered investment advisor at LPL Financial LLC, based in New Haven, CT, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
555 Long Wharf Dr, New Haven, CT, 06511
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Matthew operates under several DBAs for his LPL business, including Thimble Island Retirement Plan Services, Thimble Island Private Wealth, and Thimble Private Wealth. These activities are investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Prudential Annuities Distributors, INCBroker
Gwfs Equities, INC.Broker
Prudential Annuities Distributors, INCBroker
State Registrations37 states
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