Andrew Whitaker
Andrew Whitaker is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Milwaukee, WI, with 27 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
720 E Wisconsin Ave, Milwaukee, WI, 53202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Andrew is the 100% owner of Avoid Consulting Inc., a non-financial services business, since March 2023. He spends minimal time collecting renewal commissions and is not involved in any marketing or other activity.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLC
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Northwestern Mutual Investment Services,llc
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Ariane Capital Partners LLCBroker
Transamerica Capital, INC.Broker
Riversource Distributors, INC.Broker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Capital Brokerage CorporationBroker
Lincoln Financial Distributors, INC.Broker
Delaware Distributors, L.P.Broker
Nike Securities L.P.Broker
Clayton Brown & Associates, INC.Broker
A. G. Edwards & Sons, INC.Broker
Mha Financial CORPBroker
G. A. Repple & CompanyBroker
Van Kampen Merritt INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.