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Harold Tearse

42 Years of Experience
Minnetonka, MN
4 DisclosuresBroker

Harold Tearse is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Minnetonka, MN, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

601 Carlson Parkway, Suite 950, Minnetonka, MN, 55305

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2004
Denied
Customer Dispute
August 2003
Settled
Customer Dispute
January 1995
Settled
Customer Dispute
January 1995
Settled
Other Business Activities

Harold coaches for the Orono Youth Hockey Association and is an advisor for high school hockey players through Inside Edge, dedicating minimal time to each. He is also an independent contractor/consultant, writing a book on wealth management and doing photography, each taking minimal time.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
July 2019 - Present · 6 yrs 10 mos
Robert W. Baird & CO. Incorporated
July 2019 - Present · 6 yrs 10 mos
Robert W. Baird & CO. IncorporatedBroker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
RBC Capital Markets, LLC
April 2005 - August 2019 · 14 yrs 4 mos
RBC Capital Markets, LLCBroker
March 1998 - August 2019 · 21 yrs 5 mos
Dain Rauscher IncorporatedBroker
October 1997 - March 1998 · 5 mos
Principal Financial Securities,inc.Broker
September 1994 - October 1997 · 3 yrs 1 mo
Hamilton Investments, INC.Broker
July 1993 - September 1994 · 1 yr 2 mos
Craig-Hallum, INC.Broker
January 1992 - July 1993 · 1 yr 6 mos
Prudential Securities IncorporatedBroker
January 1990 - January 1992 · 2 yrs
Shearson Lehman Hutton INC.Broker
May 1988 - January 1990 · 1 yr 8 mos
Dean Witter Reynolds INC.Broker
June 1983 - May 1988 · 4 yrs 11 mos
State Registrations22 states
AZCADEFLGAHIIDILMDMIMNMTNDNYOHORPASCTXVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.