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Harold Tearse

Robert W. Baird & CO. Incorporated
43 Years of Experience
Minnetonka, MN
4 DisclosuresBroker
View SEC Summary
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Harold Tearse is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Minnetonka, MN, with 43 years of industry experience. Harold is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2611 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

601 Carlson Parkway, Suite 950, Minnetonka, MN, 55305

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2004
Denied
Customer Dispute
August 2003
Settled
Customer Dispute
January 1995
Settled
Customer Dispute
January 1995
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Harold coaches for the Orono Youth Hockey Association and is an advisor for high school hockey players through Inside Edge, dedicating minimal time to each. He is also an independent contractor/consultant, writing a book on wealth management and doing photography, each taking minimal time.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
July 2019 - Present · 7 yrs 3 mos
Robert W. Baird & CO. Incorporated
July 2019 - Present · 7 yrs 3 mos
Robert W. Baird & CO. Incorporated
July 2019 - Present · 7 yrs 3 mos
Previous Registrations
RBC Capital Markets, LLC
April 2005 - August 2019 · 14 yrs 4 mos
RBC Capital Markets, LLCBroker
March 1998 - August 2019 · 21 yrs 5 mos
Dain Rauscher IncorporatedBroker
October 1997 - March 1998 · 5 mos
Principal Financial Securities,inc.Broker
September 1994 - October 1997 · 3 yrs 1 mo
Hamilton Investments, INC.Broker
July 1993 - September 1994 · 1 yr 2 mos
Craig-Hallum, INC.Broker
January 1992 - July 1993 · 1 yr 6 mos
Prudential Securities IncorporatedBroker
January 1990 - January 1992 · 2 yrs
Shearson Lehman Hutton INC.Broker
May 1988 - January 1990 · 1 yr 8 mos
Dean Witter Reynolds INC.Broker
June 1983 - May 1988 · 4 yrs 11 mos
State Registrations22 states
AZCADEFLGAHIIDILMDMIMNMTNDNYOHORPASCTXVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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