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Loren Law

55 Years of Experience
Minnetonka, MN
3 DisclosuresBroker

Loren Law is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Minnetonka, MN, with 55 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

601 Carlson Parkway, Suite 950, Minnetonka, MN, 55305

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2002
Award / Judgment
Customer Dispute
August 2000
Settled
Criminal
September 1971
Final Disposition
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
June 2008 - Present · 17 yrs 11 mos
Robert W. Baird & CO. Incorporated
June 2008 - Present · 17 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
June 2008 - Present · 17 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
August 2006 - July 2008 · 1 yr 11 mos
UBS Financial Services INC.Broker
August 2006 - July 2008 · 1 yr 11 mos
Piper Jaffray & CO.
October 2002 - August 2006 · 3 yrs 10 mos
Piper Jaffray & CO.Broker
February 1989 - August 2006 · 17 yrs 6 mos
Loeb PartnersBroker
January 1978 - June 1979 · 1 yr 5 mos
Hornblower, Weeks, Noyes & Trask IncorporatedBroker
May 1976 - January 1978 · 1 yr 8 mos
Hornblower & Weeks - Hemphill, Noyes IncorporatedBroker
October 1974 - May 1977 · 2 yrs 7 mos
Hayden Stone INC.Broker
May 1973 - November 1974 · 1 yr 6 mos
Dain Bosworth IncorporatedBroker
May 1972 - March 1989 · 16 yrs 10 mos
Dupont Walston, IncorporatedBroker
August 1970 - June 1973 · 2 yrs 10 mos
State Registrations28 states
AKAZCACOCTDCFLIAILINMAMEMIMNMONDNENHNJNVNYOHSCSDTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Loren Law - Financial Advisor | TrueAdvisor