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John Puscheck

Wells Fargo Advisors
43 Years of Experience
Lompoc, CA
1 DisclosureBroker
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John Puscheck is a registered investment advisor at Wells Fargo Advisors, based in Lompoc, CA, with 43 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1512 N H St, Ste A, Lompoc, CA, 93436

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John owns 100% of Kingsway Financial Advisors DBA 2CO520 Consulting Services Inc. He dedicates a full-time commitment to this investment-related activity as the owner of the financial practice.

Employment History
Current Registrations
Wells Fargo Advisors
April 2010 - Present · 16 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2010 - Present · 16 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - April 2010 · 2 yrs 3 mos
Wells Fargo Advisors, LLCBroker
January 2008 - April 2010 · 2 yrs 3 mos
A. G. Edwards & Sons, INC.
July 1997 - January 2008 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
November 1987 - January 2008 · 20 yrs 2 mos
State Bond Sales CorporationBroker
November 1986 - November 1989 · 3 yrs
Titan Capital CorporationBroker
February 1986 - November 1986 · 9 mos
United Resources FinancialBroker
May 1985 - September 1985 · 4 mos
Pruco Securities CorporationBroker
June 1983 - March 1986 · 2 yrs 9 mos
State Registrations25 states
ALAZCACOFLGAIDMEMIMNMTNCNDNJNVOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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