Richard Saperstein is a registered investment advisor, based in Chicago, IL, with 42 years of industry experience.
Location
200 W. Madison St., Suite 2500, Chicago, IL, 60606
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Regulatory History (1)
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Customer Dispute
February 2002Settled
Other Business Activities
Richard is a director and finance committee member for Israel Venture Networks, a philanthropy organization, dedicating minimal time. He is also an advisor for the Michael Price Student Investment Fund at NYU Stern School of Business, spending minimal time. Additionally, Richard is a board observer for Vines of Argentina, Inc., a winery, spending minimal time.
Employment History
Current Registrations
Hightower Securities, LLC
May 2009 - Present · 17 yrs
Hightower Advisors, LLC
May 2009 - Present · 17 yrs
Hightower Securities, LLCBroker
May 2009 - Present · 17 yrs
Previous Registrations
J.p.morgan Securities INC.
May 2003 - May 2009 · 6 yrs
J.P. Morgan Securities INC.Broker
May 2003 - May 2009 · 6 yrs
Oppenheimer & CO., INC.Broker
April 1988 - April 1995 · 7 yrs
Cibc World Markets CORP.Broker
May 1987 - May 2003 · 16 yrs
Janney Montgomery Scott INC.Broker
July 1983 - May 1987 · 3 yrs 10 mos
State Registrations28 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.