JW
CFA · CFP
JW
CFA · CFP

Justin Winters

20 Years of Experience
New York City, NY
Broker

Justin Winters is a CFA, CFP-designated registered investment advisor at Hightower Advisors, LLC, based in New York City, NY, with 20 years of industry experience. Justin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 64,035 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1045 advisors
Number of Clients
64,035 clients
Average Client Portfolio
$3.1M average
Assets Under Management
$198.6B

Fee Structure

Planning is included in investment management (also available separately)

Hightower Advisors charges fees that vary depending on the specific advisor and service used, typically calculated as a percentage of your portfolio. Fees may be structured as a flat percentage or through tiered rates where the percentage changes based on the size of your investments. Fees are generally billed quarterly or monthly, either in advance or in arrears. Specific fee schedules, minimum account sizes, and minimum annual fees are determined by individual advisor practices.

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Location

300 Madison Avenue, 29th Floor, New York City, NY, 10017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Justin is the sole manager with 100% ownership of JSGC Ventures LLC, a real estate building. He spends minimal time on this activity.

Employment History
Current Registrations
Hightower Securities, LLCBroker
September 2013 - Present · 13 yrs 1 mo
Hightower Advisors, LLC
September 2013 - Present · 13 yrs 1 mo
Previous Registrations
UBS Financial Services INC.Broker
September 2008 - October 2013 · 5 yrs 1 mo
Sanford C. Bernstein & CO., LLCBroker
June 2006 - October 2008 · 2 yrs 4 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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