SF
SF
Scott Franklin
42 Years of Experience
West Des Moines, IA
4 DisclosuresBroker
Scott Franklin is a registered investment advisor at Morgan Stanley, based in West Des Moines, IA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1080 Jordan Creek Parkway, Suite 400 North, West Des Moines, IA, 50266
Get directionsHistory
Regulatory History (4)
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Customer Dispute
June 2003Settled
Customer Dispute
May 2003Settled
Customer Dispute
July 2002Denied
Customer Dispute
February 1990Award / Judgment
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
January 1999 - June 2009 · 10 yrs 5 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
November 1988 - July 1993 · 4 yrs 8 mos
Piper, Jaffray & Hopwood IncorporatedBroker
June 1983 - November 1988 · 5 yrs 5 mos
State Registrations33 states
AKALAZCACOFLGAIAIDILKSLAMAMDMIMNMONCNENMNVNYOHOKORPASCTNTXVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.