JW
JW
James Willer
54 Years of Experience
West Des Moines, IA
1 DisclosureBroker
James Willer is a registered investment advisor at Morgan Stanley, based in West Des Moines, IA, with 54 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
1080 Jordan Creek Parkway, Suite 400 North, West Des Moines, IA, 50266
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2018Award / Judgment
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
May 1994 - June 2009 · 15 yrs 1 mo
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
November 1976 - July 1993 · 16 yrs 8 mos
Shearson Hayden Stone INC.Broker
November 1976 - November 1977 · 1 yr
Lamson Bros. & CO.Broker
November 1973 - November 1976 · 3 yrs
Kirsch, Chandler, Feeney & CO. IncorporatedBroker
November 1971 - December 1973 · 2 yrs 1 mo
State Registrations15 states
AZCACOFLIAINMNNENJNYOKSDTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.