Francis Becker
Francis Becker is a CFP, ChFC-designated registered investment advisor at Commonwealth Financial Network, based in Melville, NY, with 32 years of industry experience. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2M+ | 1.50% |
Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.
Fee Estimator
Location
576 Broadhollow Road, Melville, NY, 11747
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Francis is the owner of Frank J Becker Inc and Becker & Associates since 2001, a property and casualty agency that also sells life insurance, long-term care, and annuities.
Employment History
Current Registrations
Commonwealth Financial Network
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
American Portfolios Financial Services, INC.Broker
Park Avenue Securities LLCBroker
Park Avenue Securities LLCBroker
Westco Investment CORP.Broker
American General Securities IncorporatedBroker
Uslife Equity Sales CORP.Broker
New England SecuritiesBroker
New England SecuritiesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Francesca Banci, CFPCommonwealth Financial Network
- Lawrence Papola, ChFCCommonwealth Financial Network
- Babita Trivedi, CFPOsaic Wealth, INC.
- Anamika Madan, CFPJ.J. Burns & Company
- Steven Vitale, CFA, CFPStifel, Nicolaus & Company, Incorporated
- Frank Lavrigata, CFPWealthspire Advisors