DV
DV

Daniel Vaughn

32 Years of Experience
Macon, GA
2 DisclosuresBroker

Daniel Vaughn is a registered investment advisor at Wells Fargo Advisors, based in Macon, GA, with 32 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1425 Bass Rd, Macon, GA, 31210

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2000
Settled
Customer Dispute
October 1999
Settled
Other Business Activities

Daniel is an assistant cross country coach at Stratford Academy, dedicating about 10-20% of his time. He also owns rental properties through direct ownership and Westmoreland Acres LLC, spending minimal time on these activities.

Employment History
Current Registrations
Wells Fargo Advisors
February 2001 - Present · 25 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
September 2000 - Present · 26 yrs 1 mo
Previous Registrations
Painewebber IncorporatedBroker
August 2000 - October 2000 · 2 mos
J.C. Bradford & CO.Broker
May 1994 - August 2000 · 6 yrs 3 mos
D. Blech & Company, IncorporatedBroker
May 1994 - June 1994 · 1 mo
State Registrations19 states
ALCACODCFLGAIAINMDNCNJNVNYOKPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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