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Gary Noordam

42 Years of Experience
Omaha, NE
1 DisclosureBroker

Gary Noordam is a registered investment advisor at RBC Capital Markets, LLC, based in Omaha, NE, with 42 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

12910 Pierce St., Suite 300, Omaha, NE, 68144-1106

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009
Denied
Employment History
Current Registrations
RBC Capital Markets, LLC
May 2014 - Present · 12 yrs
RBC Capital Markets, LLC
May 2014 - Present · 12 yrs
RBC Capital Markets, LLCBroker
May 2014 - Present · 12 yrs
Previous Registrations
Robert W. Baird & CO. Incorporated
May 2008 - May 2014 · 6 yrs
Robert W. Baird & CO. IncorporatedBroker
May 2008 - May 2014 · 6 yrs
Stifel, Nicolaus & Company, Incorporated
March 2001 - May 2008 · 7 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
November 2000 - May 2008 · 7 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
January 1996 - November 2000 · 4 yrs 10 mos
Norwest Investment Services, INC.Broker
March 1994 - January 1996 · 1 yr 10 mos
American Express Financial Advisors INC.Broker
September 1990 - March 1994 · 3 yrs 6 mos
Ids Life Insurance CompanyBroker
September 1990 - March 1994 · 3 yrs 6 mos
Sunamerica Securities, INC.Broker
June 1989 - October 1990 · 1 yr 4 mos
Southmark Financial Services, INC.Broker
April 1985 - June 1989 · 4 yrs 2 mos
Integrated Resources Equity CorporationBroker
June 1983 - May 1985 · 1 yr 11 mos
State Registrations12 states
AZCOIAILMAMENENJTNTXVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gary Noordam - Financial Advisor | TrueAdvisor