SG
SG
Steven Gustafson
31 Years of Experience
Omaha, NE
3 DisclosuresBroker
Steven Gustafson is a registered investment advisor at Raymond James & Associates, INC., based in Omaha, NE, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
13120 Pierce Street, Suite 200, Omaha, NE, 68144
Get directionsHistory
Regulatory History (3)
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Customer Dispute
January 2003Denied
Customer Dispute
April 2002Denied
Customer Dispute
June 2001Denied
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2021 - Present · 4 yrs 8 mos
Raymond James & Associates, INC.
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2007 - September 2021 · 14 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
May 2007 - September 2021 · 14 yrs 4 mos
UBS Financial Services INC.
April 2000 - May 2007 · 7 yrs 1 mo
UBS Financial Services INC.Broker
October 1999 - May 2007 · 7 yrs 7 mos
Everen Securities, INC.Broker
June 1994 - October 1999 · 5 yrs 4 mos
State Registrations30 states
ALARAZCACOFLGAIAILINKSKYMDMEMIMNMOMTNDNENVNYORPASCTNTXUTVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.