Carol Garza is a registered investment advisor at Momentum Independent Network INC., based in Dallas, TX, with 38 years of industry experience. Carol is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Estate Planning, Investment Management, and 2 more. Their firm serves 2,879 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.25% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1M+ | 1.50% |
Rates reflect the maximum annualized fee schedule for individual securities accounts across primary advisory programs. Other programs and asset classes (such as mutual fund only accounts or fixed income portfolios) feature different maximum fee schedules ranging down to 0.90%. Fees are negotiable.
Fee Estimator
Location
717 N. Harwood Street, Suite 3400, Dallas, TX, 75201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carol is an independent representative for Young Living (essential oils), owner of So Sassy at Heart (monogram & craft business), and a representative for Color Street Nails. She dedicates minimal time to Young Living and Color Street Nails, and about a quarter of her time to So Sassy at Heart.
Employment History
Current Registrations
Momentum Independent Network INC.Broker
Momentum Independent Network INC.
Hilltop Securities INC.
Hilltop Securities INC.Broker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Morgan Stanley Dw INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Rauscher Pierce Refsnes, INC.Broker
Reeves and Company, Investments and Securities, INC.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
United Securities, INC.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Nicholas Damico, CFPMomentum Independent Network INC.
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- Evelyn Burgett, CFPMomentum Independent Network INC.
- John CoyleMomentum Independent Network INC.