James Powell
James Powell is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Charlotte, NC, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5960 Fairview Road, Suite 100-A, Charlotte, NC, 28210
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2009Customer Dispute
May 1995Customer Dispute
May 1990Other Business Activities
James is an owner of Powell Capital, LLC, which he describes as his legal company and works with Raymond James Financial through it. He dedicates about half of his time to this business, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.Broker
Prudential-Bache Securities INC.Broker
Tripp & CO., INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.