Lisa Shaw
Lisa Shaw is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Charlotte, NC, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6805 Carnegie Blvd, Suite 380, Charlotte, NC, 28211
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2009Customer Dispute
January 2006Other Business Activities
Lisa owns Deneb Creative, LLC, publishing inspirational books, dedicating minimal time. She also has a small ownership stake in Mt. Pleasant Highwayh 200 LLC, a real estate investment, also requiring minimal time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Painewebber IncorporatedBroker
Advantage Capital CorporationBroker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.