Ann Miller is a registered investment advisor at Affinity Capital, L.P., based in Houston, TX, with 29 years of industry experience. Ann operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 67 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $3.0M | 1.00% |
| $3M+ | 0.95% |
Minimum annual fee of $5,000, which is negotiable. From time to time, the Registrant may also agree to provide its services to clients on a fixed, quarterly retainer basis. In doing so, the Registrant determines its fixed fee based on the complexity of the client relationship and may consider the value of the client’s assets that will be directly managed by the Registrant and those held in employer sponsored retirement plan accounts where the Registrant is not authorized to execute trades. The quarterly fee will typically range from $1,000-$3,000 but may be more or less depending on the arrangement reached between the Registrant and the client.
Fee Estimator
Location
2925 Richmond Ave., Suite 1200, Houston, TX, 77098
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ann has been a NASD arbitrator since 1996, dedicating minimal time each month during securities trading hours.
Employment History
Current Registrations
Affinity Capital, L.P.
Previous Registrations
A. Miller Investment Advisors, L.P.
Miller a Investment Advisors INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.